- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
An account that contains information about your employee stock option grant(s). The recordkeeping account is separate and apart from the Brokerage account.
Industry:Financial services
Same as ask. Also, to express a desire to enter into an arrangement or contract with another party. Also see tender offer, creeping tender offer, premium raid, London Inter-Bank Offer Rate, prospectus, trial offer, ultimatum.
Industry:Financial services
The smallest amount that may be initially invested in a mutual fund. This amount varies from fund to fund. Note that after the initial investment, subsequent minimum investments may apply, which usually differs from the initial minimum investment. Account minimums may also apply.
Industry:Financial services
Annual employee stock option recordkeeping account summary that includes grant balance and activity.
Industry:Financial services
Description of the securities to be offered which would include initial public offering, add-on offering and/or secondary offering.
Industry:Financial services
For margin accounts that do not maintain short option positions the requirement is $2,000 for non-pattern day traders or $25,000 for pattern day traders.
Industry:Financial services
The purchasing date that a new issue is available to an investor.
Industry:Financial services
Merrill Lynch requires that you maintain an option true equity requirement of $2,000 plus 20% of your option short market value. If you incur a minimum option equity call, you are required to deposit funds or marginable securities by origin date plus 3 business days.
Industry:Financial services
A bond, which the issuer is permitted or required to redeem prior to the stated maturity date, also called callable.
Industry:Financial services
