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Financial services
Related to any service provided by the finance industry, which encompasses a broad range of organisations that deal with the management of money.
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Add a new termContributors in Financial services
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restricted person
Financial services; Funds
For purposes of the New Issue Questionnaire, restricted person means an officer, director, general partner, employee or agent of any broker-dealer, a senior officer of a financial ...
optional dividend
Financial services; Funds
Dividend that the shareholder can choose to take as either cash or stock.
restricted securities
Financial services; Funds
The term used under Rule 144 for securities issued privately by the company without the benefit of a registration statement. Restricted securities are subject to a holding period ...
optionee
Financial services; Funds
For participants in employee stock option plans: A person who has been issued a stock option or other grant.
natural resources funds
Financial services; Funds
Fund invests more than 65% of the fund equity commitment in natural resources stocks.
restricted shares
Financial services; Funds
In a Restricted Stock plan, participants receive shares, subject to certain restrictions, from the company without cost or at a price determined by the company. A restricted stock ...
Sub-categories
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