Funds

Funds

Industry: Financial services

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Contributors in Funds

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Funds

restricted person

Financial services; Funds

For purposes of the New Issue Questionnaire, restricted person means an officer, director, general partner, employee or agent of any broker-dealer, a senior officer of a financial institution, a ...

optional dividend

Financial services; Funds

Dividend that the shareholder can choose to take as either cash or stock.

name

Financial services; Funds

The name of the Company, Index, Bond or Fund.

The term used under Rule 144 for securities issued privately by the company without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be ...

optionee

Financial services; Funds

For participants in employee stock option plans: A person who has been issued a stock option or other grant.

natural resources funds

Financial services; Funds

Fund invests more than 65% of the fund equity commitment in natural resources stocks.

restricted shares

Financial services; Funds

In a Restricted Stock plan, participants receive shares, subject to certain restrictions, from the company without cost or at a price determined by the company. A restricted stock grant typically ...