20 Terms
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Private equity
Industry: Financial services
Add a new termContributors in Private equity
Private equity
nominated broker
Financial services; Private equity
The broker to an issuer on AIM, often also filling the role of the Nominated Advisor.
no-action letter
Financial services; Private equity
(USA) A procedure where private parties can write to the SEC staff and request an interpretation of how particular aspects of the securities laws apply to their factual situation. The SEC’s response ...
new issue
Financial services; Private equity
Securities being offered to the public for the first time. See ‘Initial Public Offering’.
net proceeds
Financial services; Private equity
The amount received by an issuer from the offering of securities, after deduction of expenses and underwriting discounts and commissions associated with the offering.
national association of securities dealers (NASD)
Financial services; Private equity
(USA) The national organisation of the USA securities industry. Through a subsidiary, The Nasdaq Stock Market Inc., it operates stock exchanges.
multiple preference
Financial services; Private equity
When an investor receives a multiple of the original investment upon an exit or liquidation, such as a liquidation preference of two or three times the original issue price of the security held by ...
